A Quick Guide to Year-End Accounting and Financial Planning for Family Offices


A Quick Guide to Year-End Accounting and Financial Planning for Family Offices

A Quick Guide to Year-End Accounting and Financial Planning for Family Offices

As the year comes to a close, family offices face a critical period for ensuring their financial and tax strategies are optimized. With the complexities of managing multi-generational wealth, investments, and philanthropic endeavors, year-end planning is essential to maintain compliance, maximize tax efficiency, and align with long-term financial goals.

Here are key considerations for family offices to address.

Review Tax Liabilities and Optimize Deductions

The first priority is understanding the family’s overall tax position. This includes estimating taxable income, reviewing capital gains and losses, and identifying potential deductions. For instance, harvesting tax losses can offset capital gains, thereby reducing the overall tax liability.

Family offices should also explore opportunities to accelerate deductions, such as prepaying charitable contributions or other expenses where possible. On the flip side, deferring income into the next tax year might be beneficial, depending on projected tax brackets and anticipated changes in tax laws.

THE FOREST SOLUTION:

  • Track basis for all assets
  • Review the mock tax schedule reports
  • Use the wash sale inquiry report to look for wash sales across all accounts

Maximize Retirement and Savings Contributions

Many families employ retirement savings vehicles for themselves or employees within the family office. Ensuring all allowable contributions are made to retirement accounts, such as IRAs or 401(k)s, can not only boost savings but also reduce taxable income. If the family office oversees health savings accounts (HSAs) or education savings plans (e.g., 529 plans), year-end is an excellent time to confirm contributions align with annual limits.

THE FOREST SOLUTION:

  • Review the cash ledger for each account to view the total contributions

Investment Portfolio Review

The year-end is a perfect time for a deep dive into the family’s investment portfolio. A comprehensive review should assess asset allocations against risk tolerance, performance benchmarks, and overall investment goals. Rebalancing portfolios can help maintain the intended investment strategy while potentially locking in tax benefits through strategic asset sales.

Additionally, reviewing dividend and interest income ensures accurate reporting and informs whether any adjustments are needed to optimize tax outcomes.

THE FOREST SOLUTION:

  • Use the Investment Portfolio Analysis report for a detailed view of assets
  • Find the basis, market values, and percentage of the total market value
  • Use the Return on Investment reports to view performance

Philanthropy and Charitable Giving

For families with philanthropic goals, year-end planning provides an opportunity to evaluate charitable giving strategies. Contributions to donor-advised funds (DAFs) or direct donations to qualified organizations can yield significant tax advantages.

Setting up or funding private family foundations before year-end may also help align with both philanthropic objectives and estate planning strategies. It’s crucial to document all charitable contributions to ensure they are fully deductible under IRS guidelines.

THE FOREST SOLUTION:

  • Leverage the chart of accounts to identify accounts for cash and non-cash contributions, as well as the deduction percentage
  • Use the income statement and Schedule A to view total contributions for the year

Estate and Succession Planning

Family offices should revisit estate plans to ensure alignment with current financial circumstances and regulatory changes. Strategies such as gifting assets under annual gift tax exclusions or leveraging lifetime estate exemptions can reduce long-term estate tax exposure.

Year-end is also an ideal time to address succession planning. This includes updating ownership structures, ensuring trusts and wills are current, and communicating with beneficiaries about key decisions.

THE FOREST SOLUTION:

  • Store trusts and will documents in Forest Documents

Reconcile Financial Records

Accurate financial records are essential for compliance and strategic planning. Reconciling accounts, reviewing outstanding liabilities, and ensuring documentation of major transactions will facilitate smooth tax preparation and reduce the risk of audits.

Family offices managing multiple entities or investments should also coordinate with external advisors, such as tax accountants and legal counsel, to ensure cohesive reporting across jurisdictions.

THE FOREST SOLUTION:

  • Use the account reconciliation to reconcile bank and credit card accounts monthly
  • Reconcile end-of-year reports with each other, like comparing the short and long-term capital gains accounts on the income statement with the Schedule D reports

Stay Updated on Tax Laws

Tax laws evolve, and family offices must stay informed about legislative changes that could impact planning. For example, shifts in capital gains tax rates, estate tax exemptions, or corporate tax rules can significantly influence strategies.

Year-end financial planning for family offices is not just a compliance exercise—it’s a strategic opportunity to align wealth management goals with tax efficiency and family priorities.

Proactive collaboration with advisors, coupled with a clear understanding of the family’s financial ecosystem, ensures a solid foundation for the year ahead. By addressing these considerations, family offices can confidently navigate complexities while preserving and growing wealth for generations to come.

THE FOREST SOLUTION:

  • Forest is an investment-focused accounting platform. It is meant to help family offices organize and prepare to meet regulatory requirements and changes.

File Your 1099-NEC or 1099-MISC Reports

Filing 1099-NEC and 1099-MISC reports before the end of the year is particularly critical for family offices to maintain compliance with IRS regulations and uphold their reputation for meticulous financial management.

Timely filing minimizes the risk of penalties and audits, which could disrupt operations and tarnish the trust placed in the family office by stakeholders. Ultimately, it safeguards the integrity of the family office's financial practices and sets the stage for a smooth year-end closeout.

SPECIAL NOTE: If you file via our preferred vendor, Tax1099 , before 12/31/2024, you will receive a discount on filing services.

THE FOREST SOLUTION:

  • In Forest View, use the report Summary by Payee for non-corporate ‘service’ vendors who were paid $600 or more
  • In the Recurring Transactions tab in Forest Enter, use a Set number to identify all those to receive 1099-NEC: such as “10992”
  • In the Payee/Payor tab in Forest Enter, enter the complete W-9 information for each 1099 Payee: Name, Address, and SSN or EIN
  • In Forest View, use Forest Tax Form 1099 Report: review; save as Excel CVS; imported the report into Tax1099 software

To learn more about Forest Systems, you’re invited to set up a 15-minute demo with a member of our team.